1. Stark law prohibits Medicare referrals to entities with financial ties to the referring physician or an immediate family member, with severe liability for violations. The anti-kickback statute ...

A few examples of credit risk were highlighted during the Financial Crisis: The ratings agencies then issue a letter-grade rating. AAA is the highest: It means the issuer is extremely capable of ...

Managing the trade-off between risk and return is the foundation of successful investing. Consequently, financial advisors who are tasked to help investors achieve their financial goals must pay ...

Michael Schmidt, CFA, is a staff member of FINRA's Dispute Resolution Board with 20+ years of experience in the financial market. Dr. JeFreda R. Brown is a financial consultant, Certified ...

This course provides an overview of the theory and practice of financial risk management or hedging. Financial risk exposures can be categorised into three areas: interest rate risk, foreign exchange ...

Operational risk is thus a key concern for the industry as well as for the regulators that supervise financial institutions. On the definition side, the industry has recently introduced the concept of ...